Control Manager – Corporate Wealth Management Compliance

(Ref No. HKJC-1621-2232-2018)

Our client is a leading Hong Kong based financial services group listed on the Stock Exchange of Hong Kong, serving the needs of customers throughout Greater China and beyond, with the operation one of the largest branch networks in Hong Kong.  She is dedicated to providing comprehensive corporate banking, personal banking, wealth management, and investment services to its customers in Hong Kong, Mainland China, and other major markets around the world.  She is looking for a high-calibre Control Manager to join her Corporate Banking Department.

Responsibilities

  • To conduct compliance reviews, monitor AML/CFT reports and manage regulatory compliance-related issues for the Corporate Wealth Management business
  • To conduct surveillance check on investment transactions and monitor compliance risk and ensure conformity with the compliance requirements of the Bank as well as the regulators for the Corporate Wealth Management business
  • To provide advisory support  to frontline staff on regulatory related matters
  • To perform other duties under credit and control functions of the Department

Requirements

  • University graduates, preferably major in business, finance or economics
  • Minimum of 4 years’ working experience in the banking industry, with compliance experience in Corporate Banking or Wealth Management an advantage
  • Sound knowledge of banking laws and regulations as well as HKMA / SFC regulations required
  • Good communication skill and risk awareness
  • Good command of both spoken and written English and Chinese

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